Compliance Specialist in Control Room
Credit Suisse
Wroclaw, Wroclaw, Pologne
8 d. temu

We Offer

The Chief Compliance and Regulatory Affairs division in Wroclaw is looking for the experienced individuals to join one of the teams in Control Room function :

  • Personal Account Trading
  • Research and Chaperone
  • Depending from the team your responsibilities could involve :

  • Supervision of personal account trading activities of Credit Suisse employees in EMEA region, administration of surveillance system
  • Review Equity Research publications for potential reputational and regulatory issues, control of the flow of information between Research and Investment Banking departments
  • Other responsibilities will involve :

  • Providing compliance advice to employees
  • Investigating and escalating violations of Credit Suisse policies
  • Promoting awareness of applicable regulatory standards and internal policies
  • Developing and maintaining positive relationships with stakeholders around the globe (Compliance Department, Front Office, IT)
  • Identifying risks and contributing to the ongoing development of Control Room procedures
  • Acting as a liaison with internal control groups on compliance-related issues and responding to audit requests
  • Open to discussing flexible / agile working.

    You Offer

  • You have 3 years+ of professional experience in banking, finance or compliance
  • You demonstrate good knowledge of the financial services industry and securities market
  • You have a deep understanding of financial services regulatory environment and you are willing to perform in a control function
  • You possess strong analytical skills and attention to details
  • You are fluent in English
  • You have very good Microsoft Office skills
  • You have excellent communication skills with an ability and confidence to discuss issues at senior level
  • You can work well and seamlessly within a team and independently
  • You are exact, resilient and precise in your work
  • You are a self-starter, motivated for professional development
  • Our benefit

  • Private medical care
  • Charity days
  • Training and development
  • Internal Mobility
  • Other optional

  • Language training course
  • Mentoring
  • Family nursery and kindergarten funding, gift vouchers for Christmas
  • Parking allowance
  • Health promotion : Multisport card, sporting events and groups within Credit Suisse (skiing trips, football team, running team, tennis training course etc.)
  • Employee discounts on various products and services (event tickets, consumer products, etc.)
  • Relocation package
  • Employee Referral Program
  • Flexible work schedule and working from home (home office)
  • If you apply for this role this means you agree with the following statement :

    Through my application for a role with Credit Suisse (Poland) sp. z.o.o. (the Company) I hereby authorize the Company to process my personal data for the purposes of job recruitment.

    Furthermore I declare that I am aware of the voluntary submission of data and I am informed about the right to access the data and the right to correct it, pursuant to the Personal Data Protection Act of 29 August 1997 (Journal of Laws Dz.

    U No. 133, item 883) . I authorize Company to process my personal data for future recruitment processes.

    Furthermore, I authorize Credit Suisse Group AG and its’ affiliates, Taleo (UK) Limited, cut-e AG Kleiner Burstah 12 and milch & zucker The Marketing & Software Company AG to process my personal data.

    Credit Suisse and affiliates registration details.-

    Credit Suisse (Poland) sp. z.o.o Registered office - 1 Icchoka Lejba Pereca street, 00 - 849 Warsaw

    Credit Suisse Group AG Registered office - Paradeplatz 8, 8001 Zurich, Switzerland and its’ affiliates

    Taleo (UK) Limited Registered office - 78-586 Chiswick High Road, London W4 5RP, United Kingdom,

    Cut-e AG Kleiner Burstah 12 Registered office - 20457 Hamburg, Germany and

    Milch & Zucker The Marketing & Software Company AG Registered office - Küchlerstraße 1, 61231 Bad Nauheim

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