Senior Compliance Analyst (18-month contract)
Franklin Templeton Investments
3 d. temu

Senior Compliance Analyst (18-month contract)-830060

At Franklin Templeton, we arededicated to delivering strong results and exceptional service to clients, teammembers and business partners.

Over 9,000 employees working in 60 officesaround the world are dedicated to servicing investment solutions for ourclients in more than 150 countries.

For over 65 years, our success has been adirect result of the talent, skills and persistence of our people, and we arelooking for you to join our team.

What are the ongoing responsibilitiesof Senior Compliance Analyst?

  • The Senior Compliance Analyst ( Sr. Analyst’) monitors compliance with investment restrictions stipulated by a variety of sources including but not limited to Franklin Templeton Internal Policies, fund documentation, client account guidelines, and regulatory requirements.
  • As part of this effort, the analyst implements, maintains and continuously improves controls to prevent and detect non-compliance with the aforementioned guidelines.

  • The Sr. Analyst provides guidance, instruction, and direction to compliance analysts globally for the purpose of implementing and maintaining effective and efficient controls to support the efforts of Portfolio / Trading to comply with regulatory requirements, client mandates and internal controls.
  • Although the Sr. Analyst is not the supervisor of other team members, the Sr. Analyst represents the team to Global Investment Advisor Compliance (GIAC) Management, makes decisions in the absence of consensus, resolves conflicts between team members and coordinates team efforts.

    The Sr. Analyst will also provide quality control support to the Supervisor by reviewing the results of the testing completed by compliance analysts.

  • The Sr. Analyst takes a lead role in projects and GIAC self-improvement efforts, independently representing the team in efforts involving other business units within the organization.
  • As a project lead, the Sr. Analyst will actively research and propose solutions to complex issues with a focus on leveraging technology.

    The Sr. Analyst may also provide operational support to other Global Investment Adviser Compliance locations as required and instructed by GIAC Management.

    Working hours : 14 : 00 22 : 30most of the time.


    What ideal qualifications,skills & experience would help someone to be successful?


  • Bachelor’s degree (finance, economics, business administration) or equivalent experience.
  • 4+ years of mutual fund compliance experience.
  • Experience with Charles River Compliance system.

  • Advance analytical skills with the ability to resolve simple and complex issues quickly and accurately.
  • Advanced Microsoft Excel skills (proficient in formulas, functions, charts, macros).
  • Strong oral and written communication, including ability to clearly formulate positions on issues and articulate solutions.
  • Strong interpersonal and negotiation skills.
  • Ability to perform multiple tasks in a fast paced, continually changing environment.
  • Ability to exercise independent judgment consistent with department guidelines.
  • Whatmakes Franklin Templeton Investments unique?

    Inaddition to the dynamic and professional environment at Franklin Templeton, westrive to ensure that our employees have access to a competitive and valuableset of TotalRewards the mix of both monetary andnon-

    monetary rewards provided to you in recognition for your time, talents,efforts, and results.

    Highlights of our benefits include :

  • Possibility to develop your career in a Global environment
  • Attractive location
  • Benefit package : medical insurance, Life Insurance, Assistance Package, Employee Assistant Program, Multisport Card, Staff investment program
  • Stable employment conditions
  • Free gym in your office
  • Friendly and supportive working environment
  • Participation in international projects
  • Possibility to lead or support Charity Events
  • Webelieve that being a good corporate citizen is good business. To us, corporatecitizenship means being accountable, serving our clients, being an employer ofchoice, managing our environmental impact, andsupportingour communities.

    An emphasis on corporatecitizenship is embedded in our cultureand values, and is an important element ofhow we achieve success.

    We arealso committed to your learning anddevelopment with resourcesfocused around Experience, Exposure, and Education, to help you achieveyour professional development goals.

    Take some time to, meetsome of our people, and see what it means to say, I AM Franklin Templeton.

    FranklinTempleton Investments values diversity in its workforce and welcomes employeesfrom different backgrounds, generations, capabilities, cultural identification,sexual orientations, and gender expression, in addition to other attributesthat contribute to a truly diverse and inclusive community.

    Job Function

    Data Science and Analytics

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