Compliance Specialist in Control Room
Credit Suisse
Wroclaw, Wroclaw, Pologne
19 d. temu

We Offer

The Chief Compliance and Regulatory Affairs division in Wroclaw is looking for the experienced individuals to join one of the teams in Control Room function :

  • Personal Account Trading
  • Research and Chaperone
  • Depending from the team your responsibilities could involve :

  • Supervision of personal account trading activities of Credit Suisse employees in EMEA region, administration of surveillance system
  • Review Equity Research publications for potential reputational and regulatory issues, control of the flow of information between Research and Investment Banking departments
  • Other responsibilities will involve :

  • Providing compliance advice to employees
  • Investigating and escalating violations of Credit Suisse policies
  • Promoting awareness of applicable regulatory standards and internal policies
  • Developing and maintaining positive relationships with stakeholders around the globe (Compliance Department, Front Office, IT)
  • Identifying risks and contributing to the ongoing development of Control Room procedures
  • Acting as a liaison with internal control groups on compliance-related issues and responding to audit requests
  • Open to discussing flexible / agile working.

    You Offer

  • You have 3 years+ of professional experience in banking, finance or compliance
  • You demonstrate good knowledge of the financial services industry and securities market
  • You have a deep understanding of financial services regulatory environment and you are willing to perform in a control function
  • You possess strong analytical skills and attention to details
  • You are fluent in English
  • You have very good Microsoft Office skills
  • You have excellent communication skills with an ability and confidence to discuss issues at senior level
  • You can work well and seamlessly within a team and independently
  • You are exact, resilient and precise in your work
  • You are a self-starter, motivated for professional development
  • Charity days
  • Training and development
  • Other optional

  • Language training course
  • Mentoring
  • Family nursery and kindergarten funding, gift vouchers for Christmas
  • Parking allowance
  • Health promotion : Multisport card, sporting events and groups within Credit Suisse (skiing trips, football team, running team, tennis training course etc.)
  • Employee discounts on various products and services (event tickets, consumer products, etc.)
  • Relocation package
  • Employee Referral Program
  • Flexible work schedule and working from home (home office)
  • If you apply for this role this means you agree with the following statement :

    Through my application for a role with Credit Suisse (Poland) sp. z.o.o. (the Company) I hereby authorize the Company to process my personal data for the purposes of job recruitment.

    Furthermore I declare that I am aware of the voluntary submission of data and I am informed about the right to access the data and the right to correct it, pursuant to the Personal Data Protection Act of 29 August 1997 (Journal of Laws Dz.

    U No. 133, item 883) . I authorize Company to process my personal data for future recruitment processes.

    Furthermore, I authorize Credit Suisse Group AG and its’ affiliates, Taleo (UK) Limited, cut-e AG Kleiner Burstah 12 and milch & zucker The Marketing & Software Company AG to process my personal data.

    Credit Suisse and affiliates registration details.-

    Credit Suisse (Poland) sp. z.o.o Registered office - 1 Icchoka Lejba Pereca street, 00 - 849 Warsaw

    Credit Suisse Group AG Registered office - Paradeplatz 8, 8001 Zurich, Switzerland and its’ affiliates

    Taleo (UK) Limited Registered office - 78-586 Chiswick High Road, London W4 5RP, United Kingdom,

    Cut-e AG Kleiner Burstah 12 Registered office - 20457 Hamburg, Germany and

    Milch & Zucker The Marketing & Software Company AG Registered office - Küchlerstraße 1, 61231 Bad Nauheim

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