Senior Compliance Analyst-830959
FranklinTempleton Investments remains a leading global investment managementorganization for over 60 years thanks to our greatest assets -
our employees.With over 9,000 employees working in 30 countries around the world to serviceover 240 financial products, we offer an exceptional range of diverse careeroptions.
Our corporate values reflect the best of our employees. We believe inputting clients first, building relationships, achieving quality results, andworking with integrity.
We strive to bring a balance of work and life to ouremployees.
As aresult of the group’s continued growth, the following opportunity is availablein our Poznan office :
Senior Compliance Analyst
Whatis the Global Compliance group responsible for?
Themission of Global Compliance is to assist Management in protecting our licensesand reputation as a result of non-adherence to regulations applicable to ourlocal regulatory licenses.
Key activities include providing training and adviceto the business on regulatory matters, identifying, assessing and informingManagement of compliance risks to their business or license and ensureeffective mitigation plans or prompt resolution.
Whatis the Senior Compliance Analyst responsiblefor?
TheSenior Compliance Analyst is responsible under the direct supervision of his orher manager, for assisting senior management to ensure that each regulatedentity and its EU branches adhere to and operate within its specific licenserequirements, as well as the ongoing regulatory compliance obligations of localregulatory bodies.
He / she will independently perform compliance monitoringactivities and will assist the Director Global Compliance in Germany incarrying out his / her duties relating to the compliance and MLRO function for itslicensed activities.
Thisincludes preparation of compliance reports, risk assessment of business,carrying out monitoring, answering day to day compliance questions to business,or regulators and supporting training and advice on local regulatorydevelopment.
Tasks andResponsibilities :
Monitoring and analyzing ongoing regulatoryrequirements to ensure that policies and procedures are compliant.
Conducting desk-based compliance monitoring andtesting to provide assurance of compliance with applicable laws, regulation,best practice and firm standards.
Providing compliance services to the internaldepartments
Reviewing marketing material and providing guidanceto the Sales & Marketing departments in Europe
Retaining locally stored compliance records andrelated documentation
Assisting the local senior management in day-to dayissues, projects, business development issues
Participating in the implementation of regulatoryprojects
Working closely with the International Compliancedepartment in EMEA and APAC, risk management, internal audit, the EMEA investmentcontrolling group, fund accounting, TA, and Legal.
The ideal candidate would demonstrate the potentialto take on a leading role within the Compliance department in enhancing ourtechnology-
driven efforts (e.g. RegTech) to enhance efficiencies
What ideal qualifications and experience would help someone to besuccessful?
Relevant degree e.g. in Economics, Finance or Law,or other relevant professional qualifications
Ideally, 1-5 years experience in a compliance rolewithin the financial service industry, ideally with a focus on asset management.
Alternatively, strong practical experience from other job profiles in the assetmanagement industry, e.g. at supervisor level.
Solid knowledge of the investment funds / firmsactivities
Ability to communicate in a clear, structured andeffective manner
Very well organized self-starter able to prioritizeand manage several projects / assignments at a time
Strong team player and able to work in globalmulticultural environment with numerous virtual interactions
Fluency in English and Polish. Any other languagewould be a considered an asset.
Minimum proficient in MS Office applications suchas Word, Excel, Powerpoint.
Proven experience in using digital solutions (dataanalytics etc.) would be a strong plus
A very limitedamount of travel may be required.
We thrivein a dynamic culture and offer an opportunity for you to maximize yourpotential and we are committed to offering a competitive compensation packageas well as exceptional benefits program.
What makes FranklinTempleton Investments unique?
Inaddition to the dynamic and professional environment at Franklin Templeton, westrive to ensure that our employees have access to a competitive and valuableset of Total Rewards the mix of both monetary andnon-
monetary rewards provided to you in recognition for your time, talents,efforts, and results.
Highlightsof our benefits include :
Webelieve that being a good corporate citizen is good business. To us, corporatecitizenship means being accountable, serving our clients, being an employer ofchoice, managing our environmental impact, and supporting our communities.
An emphasis oncorporate citizenship is embedded in our culture and values, and is an important elementof how we achieve success.
Weare also committed to your learning and development withresources focused around Experience, Exposure, and Education, to helpyou achieve your professional development goals.
Take some time to, meet some of our people, and see what it meansto say, I AMFranklin Templeton.
FranklinTempleton Investments values diversity in its workforce and welcomes employeesfrom different backgrounds, generations, capabilities, cultural identification,sexual orientations, and gender expression, in addition to other attributesthat contribute to a truly diverse and inclusive community.