Senior Compliance Review Officer
Credit Suisse
Wroclaw, Wroclaw, Polonia
13 d. temu

We Offer

This role will be responsible for Compliance reviews in the EMEA region, reporting to the Head of the Compliance Review Group ( CRG ).

CRG covers testing across Investment Banking and Capital Markets ( IBCM ), Global Markets (GM) and Strategic Resolution Unit ( SRU ) businesses.

This includes compliance reviews pursuant to regulatory requirements as well as compliance risk assessment and discretionary driven desk and thematic testing, including other types of internal reviews.

The role involves managing and leading Compliance reviews cross divisionally.

This will include :

  • Participate in the Planning, Fieldwork and Reporting of assigned reviews.
  • Perform substantive / sample testing of first line business controls.
  • Participating with senior members of the team in conducting interviews with the business.
  • Gathering documentation, including sample population data, to aid in the execution of testing.
  • Identify issues and root causes; proposing commercially viable and sustainable solutions.
  • Drafting entrance memo and final reports to the business and other key stakeholders.
  • Tracking issues to confirm they are closed out appropriately.
  • Collaborating closely with Coverage Compliance throughout the testing process.
  • Build and develop good working relationships with the Business, Audit and other control functions.
  • Assist to review and revise existing procedures and proactively improving processes as necessary.
  • Candidate will be expected to undertake this role for a minimum 2-3 years. In that time, it is expected that the candidate will gain a broad, and for certain businesses, an in-

    depth understanding of the various businesses tested, working knowledge of the overall Compliance Risk Framework, and build strong relationships with Coverage Compliance and the Business.

    Open to discussing flexible / agile working.

    You Offer

  • You have 5-6 years of working experience in total, including 2-3 years of compliance, regulatory, or audit experience including experience in Investment Banking, Private Banking and / or Asset Management.
  • You present Exceptional English written and verbal communication skills.
  • You possess a Bachelor’s Degree.
  • You demonstrate capacity for hard work.
  • You have enthusiastic and positive approach to challenges.
  • You have appropriate MS Office skills to aid data interrogation, sample testing.
  • You have ability to produce high quality (well researched written work is vital to this role as is the ability to communicate clearly and succinctly with senior management in the business).
  • You demonstrate analytical skills and knows what questions to ask.
  • You have attention to detail and are solution-oriented as well as well-organized.
  • You are able to exercise good judgment and realize own limitations and knows to escalate appropriately.
  • You are willing to undergo on-the-job as well as more formal training for career development.
  • You are excellent team-player who regularly engages in knowledge share.
  • Our benefit

  • Private medical care
  • Charity days
  • Training and development
  • Internal Mobility
  • Other optional

  • Language training course
  • Mentoring
  • Family nursery and kindergarten funding, gift vouchers for Christmas
  • Parking allowance
  • Health promotion : Multisport card, sporting events and groups within Credit Suisse (skiing trips, football team, running team, tennis training course etc.)
  • Employee discounts on various products and services (event tickets, consumer products, etc.)
  • Relocation package
  • Employee Referral Program
  • Flexible work schedule and working from home (home office)
  • If you apply for this role this means you agree with the following statement :

    Through my application for a role with Credit Suisse (Poland) sp. z.o.o. (the Company) I hereby authorize the Company to process my personal data for the purposes of job recruitment.

    Furthermore I declare that I am aware of the voluntary submission of data and I am informed about the right to access the data and the right to correct it, pursuant to the Personal Data Protection Act of 29 August 1997 (Journal of Laws Dz.

    U No. 133, item 883) . I authorize Company to process my personal data for future recruitment processes.

    Furthermore, I authorize Credit Suisse Group AG and its’ affiliates, Taleo (UK) Limited, cut-e AG Kleiner Burstah 12 and milch & zucker The Marketing & Software Company AG to process my personal data.

    Credit Suisse and affiliates registration details.-

    Credit Suisse (Poland) sp. z.o.o Registered office - 1 Icchoka Lejba Pereca street, 00 - 849 Warsaw

    Credit Suisse Group AG Registered office - Paradeplatz 8, 8001 Zurich, Switzerland and its’ affiliates

    Taleo (UK) Limited Registered office - 78-586 Chiswick High Road, London W4 5RP, United Kingdom,

    Cut-e AG Kleiner Burstah 12 Registered office - 20457 Hamburg, Germany and

    Milch & Zucker The Marketing & Software Company AG Registered office - Küchlerstraße 1, 61231 Bad Nauheim

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